Allan Lonz, President and CEO of AdvisorVault is a veteran in the field with over 15 years experience providing data compliant solutions to the financial industry, especially for small FINRA firms.
Recognizing that very few technology providers understood the data compliance challenges of small FINA firms, Allan created AdvisorVault – a remote backup company designed to provide his customers with a solution to ensure they meet all current rules from FINRA and the SEC. It includes all the technology to remotely backup, archive and ensure disaster recovery of critical electronic records such as email, books and records and all other data at head office, branch offices and remote locations and the cloud, in accordance with SEC rule 17a-4.
With Allan’s deep understanding of technology, compliance and finance he brings a unique mix of expertise that allows him to design a complete turn-key product. Priced at one small monthly fee, this “out-of-the-box ” approach takes the burden off his customers shoulders and allows them to experience complete data compliance peace of mind simply and inexpensively.